NATIONAL HOLDINGS CORP
DelistedCIK 1023844fmd_0WYV0KQVHFMZRSA4QEQRN909K1Finance, Insurance and Real Estate · Security & Commodity Brokers, Dealers, Exchanges & ServicesTemplate: Capital markets
Coverage: Oct 01, 2009 to Dec 31, 2020, 43 periods
| Line item | FY2011 | FY2012 | FY2013 | FY2014 | FY2015 | FY2016 | FY2017 | FY2018 | FY2019 | FY2020 |
|---|---|---|---|---|---|---|---|---|---|---|
| Investment banking revenue | 7 | 15 | 14 | 19 | 21 | 35 | 44 | 57 | – | – |
| Total revenues | 127 | 119 | 128 | 184 | 163 | 174 | 190 | 211 | 213 | 230 |
| Property operating expenses | 5 | 4 | 2 | 5 | 5 | 6 | 10 | 8 | – | – |
| Trading and principal transactions revenue | 14 | 14 | 13 | 16 | 11 | 10 | 15 | 3 | (1) | 1 |
| Commissions and fees | 106 | 100 | – | 114 | 96 | 96 | 97 | 110 | – | – |
| Realized investment gains (losses) | 0 | (0) | 1 | – | – | – | – | – | – | – |
| Asset management and advisory fees | – | 8 | 10 | 14 | 15 | 14 | 15 | – | – | – |
| Total operating expenses | 130 | 120 | 126 | 176 | 163 | 177 | 182 | 208 | 211 | – |
| Compensation and benefits | 113 | 104 | 110 | 152 | 139 | 151 | 155 | 182 | 175 | 196 |
| Operating income | (3) | (1) | 2 | 8 | 0 | (2) | 8 | 3 | 2 | (9) |
| Interest expense | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
| Interest and investment income | 4 | 3 | 4 | 4 | 4 | 3 | 3 | 3 | 6 | 4 |
| Other non-operating income (expense) | – | – | – | – | – | – | – | – | 0 | 0 |
| Income before taxes | (5) | (2) | 2 | 8 | 0 | (2) | 17 | (8) | 2 | (8) |
| Income tax expense | 0 | 0 | 0 | (11) | 0 | 3 | 4 | 3 | 0 | (2) |
| Net income from continuing operations | (5) | (2) | 2 | 19 | 0 | (6) | 13 | (12) | 2 | (6) |
| Net income | (5) | (2) | 2 | 19 | 0 | (6) | 13 | (12) | (1) | (6) |
| Net income to common shareholders | (5) | (2) | 2 | 19 | – | – | – | – | – | – |